IW Financial's compliance services for investors are designed to provide institutional investors with cost effective research and consulting solutions designed to meet their needs. Our services are designed to help organizations create appropriate guidelines, compliance list solutions, and engagement/divestment strategies that address their guidelines.
Our consulting team provides institutional investors with significant policy, research and investment industry expertise as well as extensive experience with project management and communications.
Services provided include:
- Issue and research support
- Establishing suitable guidelines and voting policies
- Developing appropriate methodologies and measurable criteria for evaluating performance and/or compliance
- Custom research
- Customized compliance or engagement lists
- Company or manager outreach communications addressing engagement initiatives
- Regular reporting on portfolio compliance/performance